Comsure aims to bring clarity to regulatory complexity by delivering competitive advantage with effective, risk-proportionate management of conduct risk. Our extensive range of experienced consultants and advisers along with their long-term solutions are focused on helping you address risks from the past as well as current and future risk.
Some of the common support tasks Comsure are engaged in include the following:
- Compliance testing – conventional/pre-post JFSC/GFSC visit/ system and control verification, etc.
- Compliance support – board and risk committee support and verification service
- Enhanced due diligence reviews – supporting one-off EDD reports (undertaken by an expert, namely Colin Tansley ex-Detective Superintendent & Former Director of Investigations and Intelligence with UK FACT) through to batch data screening against industry accepted data sets
- AML Risk Assessments for business, client and relationships
- Policy and Procedure support and verification service
- MLRO internal report management – with automated checks and balances
- Training – face to face and/or online
- Something missing? Just ask as we may be able to help, it is just not on the list!!
For more information or a no obligation meeting, please feel free to contact me.
Mathew Beale – Chartered FCSI – Direct Tel: +44 (0) 1534 626841 – Mobile Tel: +44 (0) 7797 747 490 – Skype: comsurecompliance – mathewbeale@comsuregroup.com – www.comsuregroup.com
Originally published on Linkedin – http://bit.ly/2jBJwQJ
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