On 4 September 2015, the International Securities Services Association (ISSA) published a document containing financial crime compliance principles for securities custody and settlement (dated 27 August 2015). http://www.issanet.org/pdf/2015_08_27_ISSA_Financial_Crime_Compliance_Principles_final.pdf The principles aim to provide practical guidance to global custodians, sub-custodians, fund distributors, trustees/depositary banks, brokers, prime brokers and central securities depositories (CSDs) that intermediate cross-border securities […]