The FCA has published the findings of its thematic review into advisory firms’ research and due diligence processes, including how they create centralised investment propositions (CIPs) and review products, platforms and funds to select suitable solutions for clients. The FCA reviewed the processes and procedures of thirteen advisory firms, of a range of sizes. To […]

The FCA has published the findings of its thematic review into advisory firms’ research and due diligence processes, including: how they create centralised investment propositions (CIPs) and review products, platforms and funds to select suitable solutions for clients. The FCA reviewed the processes and procedures of thirteen advisory firms, of a range of sizes. To […]