Sunday 17th November 2024
Twitter Facebook Twitter LinkedIn RSS

Comsure operates in:the UK, Jersey, Guernsey


Warning: Undefined array key "y" in /var/www/test.archive.comsuregroup.com/wp-content/themes/comsure/category.php on line 8

FINRA fines Raymond James a record $17 million for failures in anti-money laundering program

The Financial Industry Regulatory Authority Inc. slapped two units of Raymond James Financial Inc. with a record $17 million in fines for widespread compliance failures in the brokerage firm’s anti-money laundering programs. Raymond James & Associates and Raymond James Financial Services failed to set up systems to properly prevent, detect and investigate suspicious activity for […]

Read More
WP2Social Auto Publish Powered By : XYZScripts.com