The PRA has fined the following (both including a 30 per cent discount) for failing to inform the PRA, in breach of the PRA’s Fundamental Rule 7, of an investigation of BTM by the New York Department of Financial Services (DFS). The Bank of Tokyo-Mitsubishi Limited (BTM) £17.85 million and MUFG Securities EMEA (MUS) £8.925 […]
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