If you work for a company which has securities listed on any securities exchange within the EU, or a corporate advisor or other service provider YOU may come into contact with inside information from time to time – DO YOU KNOW WHAT TO DO? Following the implementation of the Market Abuse Regulation (MAR) which came […]
Read MoreThe new UK market abuse and inside information regime
The EU Market Abuse Regulation (MAR), which replaces the Market Abuse Directive, comes into force on 3 July 2016 and is directly applicable in EU Member States. MAR will have a significant impact on all UK listed (including AIM-listed) companies, considerably expanding the scope of the current regime in terms of the markets and products […]
Read MoreOFGEM CONSULTATION PROSECUTION POLICY STATEMENT
The Office of Gas and Electricity Markets (Ofgem) has launched a consultation on its proposed prosecution policy statement. The consultation relates to, among other things, Ofgem’s powers under REMIT to bring criminal prosecutions relating to market abuse. Comments should be submitted by 25 September 2015.
Read MoreFCA one minute guide & FCA briefing on the Market Abuse Regulation
The FCA has published a one minute guide on the Market Abuse Regulation (MAR). The guide is accompanied by a MAR overview briefing webinar. http://bit.ly/1zJVE55 http://bit.ly/1LgZAyv
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