THE International Securities Services Association [ISSA] has released the document Financial Crime Compliance Principles for Securities Custody and Settlement «Background & Overview» which complements the Financial Crime Compliance Principles Background & Overview» http://bit.ly/1G1NWGI ISSA Financial Crime Compliance Principles for Securities Custody and Settlement = http://bit.ly/1Mm6WfA

On 4 September 2015, the International Securities Services Association (ISSA) published a document containing financial crime compliance principles for securities custody and settlement (dated 27 August 2015). http://www.issanet.org/pdf/2015_08_27_ISSA_Financial_Crime_Compliance_Principles_final.pdf The principles aim to provide practical guidance to global custodians, sub-custodians, fund distributors, trustees/depositary banks, brokers, prime brokers and central securities depositories (CSDs) that intermediate cross-border securities […]