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Comsure operates in:the UK, Jersey, Guernsey


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FINRA fines JPMorgan $1.25 million for failures in employee background checks

NEW YORK (Reuters) – The Financial Industry Regulatory Authority said on Tuesday it fined JPMorgan Chase & Co’s (JPM.N) securities division $1.25 million for failing to conduct adequate background checks on 8,600 employees, including four people whose criminal convictions automatically disqualified them from working there. Of the four individuals that FINRA found who were subject […]

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