Sunday 17th November 2024
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Comsure operates in:the UK, Jersey, Guernsey


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FCA censures bond distributor and fines its former compliance officer

The FCA has censured Catalyst Investment Group Limited (Catalyst) for recklessly misleading investors when promoting bonds offered by ARM Asset Backed Securities (ARM) in breach of Principles 1 and 7 of the FCA’s Principles for Businesses. The FCA fined Catalyst’s former compliance officer, Alison Moran, £20,000 for failing to act with due skill, care and […]

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