The Funds Supervision Team has introduced a fund services business (“FSB”) Annual Compliance Return which requests information on the registered person’s business on an annual basis, bringing it into line with other sectors.
The information contained in the form will be used to assist our supervision of FSBs.
The form should be completed by all registered persons who hold a FSB registration, except for managed entities who do not need to complete.
The return is for the period: 1 October 2014 – 30 September 2015. Completed forms should be returned to the Commission no later than Monday 30 November 2015.
Other forms to be submitted and or considered
- Notification of intention to rely on the QSMA Order = http://www.jerseyfsc.org/word/QSMA-Notification-Form-2014.doc
- Notification of fund services businesses acting in respect of a Non-Jersey domiciled fund = http://www.jerseyfsc.org/word/FSB-NDF-January-2015.doc
- Notification for seeking an exemption from the AIF Regulations = http://www.jerseyfsc.org/word/Notification-AIF-Exemption-June-2015.doc
- Notification for seeking an exemption from registration in respect of AIF Services Business = http://www.jerseyfsc.org/word/Notification-AIFSB-Exemption-June-2015.doc
- Notification of appointment as a Depositary in accordance with the AIF Codes = http://www.jerseyfsc.org/word/Notification_AIF_Codes_Depositary_July_2013.doc
- Revocation of a consent granted under the Control of Borrowing (Jersey) Order 1958 (“COBO”) = http://www.jerseyfsc.org/the_commission/general_information/forms/revocation_templates/index.asp
If you have any questions, please contact Eilish Baird | Senior Manager, Funds Supervision
T: +44 (0) 1534 822056 E: e.baird@jerseyfsc.org
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