Monday 28th October 2024
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Comsure operates in:the UK, Jersey, Guernsey

FCA Bans Former Compliance Officer

The FCA has banned Mr Peter Johnson, former compliance officer of Keydata Investment Services Ltd (Keydata), from performing regulated activities in the UK.

This follow the FCA’s publication of decision notices against Mr Johnson, the former CEO and former sales director at Keydata

Were it not for Mr Johnson’s serious financial hardship, the FCA would have fined him £200,000. The FCA issued the final notice after Mr Johnson withdrew his reference to the Upper Tribunal.

  1. The FCA’s final notice is available:  http://bit.ly/25jFKNT
  2. The related FCA press release is available:  http://bit.ly/23Ya62s

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