FSA Enforcement round up – During 2009 the FSA imposed a record £34.8 million in financial penalties compared with £22.5 million in 2008 and prohibited 52 individuals from future involvement in the financial services. To see what action they took against smaller firms in December and January. click on the following Enforcement round up link:
http://www.fsa.gov.uk/smallfirms/resources/enforcement/enforcement.shtml