As many know Gary was previously Director of Enforcement at the JFSC and more recently a KEY PERSON at large multi-jurisdictional private equity firm.  As you can see along with this wide range of skills, Comsure clients can rest assured they are receiving the best advice and guidance.   More specifically and as an update, Gary has recently been helping firms [JFSC licenced trust companies, investment business and General insurance mediation businesses] with some of the following tricky matters with:-

Tricky matters

1. Assisted in seeking and gaining a new investment business licence in Jersey – liaising with regulators, lawyers, shareholders and directors
2. Assisted in advising a business involved in enhancing supervision and subject to enforcement notices
3. Assisted an MLRO in dealing with outside agencies
4. Independent review of some investment recommendations following a negative and critical regulatory inspection report
5. Independent review of a complaint to ensure independence and objectivity
6. Undertook a GAP analysis on and compliance motoring programme and supporting policy and procedures.

Comsure back ground

Comsure is a specialist regulatory advisory firm that offers a wide-range of experience and whose objective is to help financial institutions and their key individuals, with clear advice and pragmatic guidance in what are often complex and delicate situations.

Comsure frequently works alongside clients’ existing legal teams, advising on serious issues arising in the context of regulatory investigations.  Clients receive a responsive and highly personalised service, with direct access to the key principals.

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